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Irvine Investments (clone of appointed representative firm)

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Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

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Investors urge new government to maintain and promote UK's leading investment management industry

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Investors urge new government to maintain and promote UK's leading investment management industry

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ESMA opens consultation on MiFID II position limits

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ESMA has opened a consultation on the MiFID II position limits and position management regimes, following a “call for evidence” earlier this year (see here).  The consultation document can be found here. The document reveals that the call for evidence returned some doubts as to the effectiveness of the regime in countering market abuse and … Continue reading

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Murex Wins Two Solution Categories in the 2020 Chartis RiskTech100®

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Paris, France, 6 November 2019

Murex, a trusted provider of enterprise-wide, cross-asset financial technology solutions to capital markets players, has been recognized by Chartis in its annual RiskTech100® report as a leading market risk solution provider for the sell-side; Murex also maintained its top ten position in this year’s RiskTech100® ranking.

“To address their changing requirements, financial firms are increasingly looking for robust enterprise-wide...

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New appointments to Financial Conduct Authority board announced

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Three new appointments to the board of the Financial Conduct Authority (FCA) have been made by the Economic Secretary to the Treasury today.

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Farmer sentiment on trade and the overall ag economy improves as fall harvest gets underway

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Shawbrook Bank Ltd (clone of authorised firm)

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Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

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Consultation on MiFID II review report on position limits and position management - draft Technical Advice on weekly

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Tuesday 05 November 2019 14:21

Responding to this paper

ESMA invites comments on all matters in this paper and in particular on the specific questions summarised in Annex 1. Comments are most helpful if they:

  1. respond to the question stated;
  2. indicate the specific question
  3. ...

Documents: 

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Reply Form to Consultation on Position Limits

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Tuesday 05 November 2019 14:17

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