Featured image for “UK-EU unequalled: Rishi Sunak Mansion House Speech”

July 12, 2021 - Editor

UK Chancellor Rishi Sunak’s Mansion House speech yesterday delivered the final coup de grace headshot to any lingering hopes for EU-UK equivalence. “The UK has

Featured image for “Legal Experts Debate Personal Liability for Chief Compliance Officers”

July 7, 2021 - Editor

Chief compliance officers need a new operating model, not a new legal framework, to avoid being personally penalized unfairly by the US Securities and Exchange

Featured image for “ESMA Highlights Need for Increased Efforts on EMIR and SFTR Data Quality”

April 20, 2021 - Editor

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today published its final report on the European Markets Infrastructure Regulations (EMIR) and Securitised Financing

Featured image for “The Derivatives Service Bureau Opens RFI for OTC UPIs”

March 29, 2021 - Editor

The Derivatives Service Bureau (DSB), has opened a Request for Information (RFI) process to identify a reference data provider for provision of underlier identifiers for the

Featured image for “SteelEye E-Book Showcases Five Ways to Comply Smarter with Financial Regulation”

January 12, 2021 - Editor

SteelEye, the compliance technology and data analytics firm, today released a new e-book titled “Five Ways to Comply Smarter with Financial Regulation.”

Featured image for “Capital Index opts for SteelEye to replace NEX Abide”

January 7, 2021 - Editor

SteelEye, the compliance technology and data analytics firm, has been selected to provide MiFIR and EMIR reporting services to Capital Index, a fully authorised and

Featured image for “Nasdaq to Acquire Verafin in the Fight Against Financial Crime”

November 20, 2020 - Editor

Nasdaq, Inc. (Nasdaq: NDAQ), a global technology company, and Verafin, an industry pioneer in anti-financial crime management solutions, today announced that they have entered into a definitive

Featured image for “MAS Offers S$35 Million Grant to Improve Regulatory Reporting”

November 10, 2020 - Editor

The Monetary Authority of Singapore (MAS) has once again promoted the adoption of FinTech by financial institutions, most recently announcing the launch of a S$35

Featured image for “SteelEye Named Best Buy-Side Market Surveillance Platform”

November 6, 2020 - Editor

SteelEye, the compliance technology and data analytics firm, has won the Best Market Surveillance Platform in the 2020 WatersTechnology Buy-Side Technology Awards. The award reflects

Featured image for “SteelEye Adds Refinitiv Market Data to RegTech Platform”

October 22, 2020 - Editor

SteelEye has announced the incorporation of Refinitiv market data on its RegTech platform. The increased volume of high quality, multi-asset and global market data enables