Regulation
July 12, 2021 - Editor
UK-EU unequalled: Rishi Sunak Mansion House Speech
UK Chancellor Rishi Sunak’s Mansion House speech yesterday delivered the final coup de grace headshot to any lingering hopes for EU-UK equivalence. “The UK has
Regulation >>
July 7, 2021 - Editor
Legal Experts Debate Personal Liability for Chief Compliance Officers
Chief compliance officers need a new operating model, not a new legal framework, to avoid being personally penalized unfairly by the US Securities and Exchange
Regulation >>
April 20, 2021 - Editor
ESMA Highlights Need for Increased Efforts on EMIR and SFTR Data Quality
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, today published its final report on the European Markets Infrastructure Regulations (EMIR) and Securitised Financing
Regulation >>
March 29, 2021 - Editor
The Derivatives Service Bureau Opens RFI for OTC UPIs
The Derivatives Service Bureau (DSB), has opened a Request for Information (RFI) process to identify a reference data provider for provision of underlier identifiers for the
Regulation >>
January 12, 2021 - Editor
SteelEye E-Book Showcases Five Ways to Comply Smarter with Financial Regulation
SteelEye, the compliance technology and data analytics firm, today released a new e-book titled “Five Ways to Comply Smarter with Financial Regulation.”
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January 7, 2021 - Editor
Capital Index opts for SteelEye to replace NEX Abide
SteelEye, the compliance technology and data analytics firm, has been selected to provide MiFIR and EMIR reporting services to Capital Index, a fully authorised and
Regulation >>
November 20, 2020 - Editor
Nasdaq to Acquire Verafin in the Fight Against Financial Crime
Nasdaq, Inc. (Nasdaq: NDAQ), a global technology company, and Verafin, an industry pioneer in anti-financial crime management solutions, today announced that they have entered into a definitive
Regulation >>
November 10, 2020 - Editor
MAS Offers S$35 Million Grant to Improve Regulatory Reporting
The Monetary Authority of Singapore (MAS) has once again promoted the adoption of FinTech by financial institutions, most recently announcing the launch of a S$35
Regulation >>
November 6, 2020 - Editor
SteelEye Named Best Buy-Side Market Surveillance Platform
SteelEye, the compliance technology and data analytics firm, has won the Best Market Surveillance Platform in the 2020 WatersTechnology Buy-Side Technology Awards. The award reflects
Regulation >>
October 22, 2020 - Editor
SteelEye Adds Refinitiv Market Data to RegTech Platform
SteelEye has announced the incorporation of Refinitiv market data on its RegTech platform. The increased volume of high quality, multi-asset and global market data enables