Regulation
July 6, 2022 - Editor
Data Mistakes Cost Dearly Says the CFTC
Data Mistakes Cost Dearly with a $6m fine for BNP Paribas and $850k for JP Morgan.
Regulation >>
June 28, 2022 - Editor
FMSB Statement of Good Practice on Trading Platform Disclosures
Experts from across the global financial markets reach consensus on how trading platforms should disclose information and produce the FMSB Statement of Good Practice
Regulation >>
June 20, 2022 - Editor
Regulatory change and data fragmentation are key challenges for 85% of firms
Financial firms are investing more in tech to manage increasingly complex regulatory landscape including regulatory change and data fragmentation
Regulation >>
June 8, 2022 - Editor
FMSB – Financial markets misconduct in global capital markets
The Financial Markets Standards Board (“FMSB”) today publishes its Behaviour-pattern Conduct Analysis (“BCA”) report on misconduct in global capital markets
Regulation >>
March 25, 2022 - Editor
Finastra and CloudMargin Collateral Management as a Service Offering Accelerates Compliance with UMR Regulation
Finastra today announced that its Collateral Management as a Service app – powered by CloudMargin and available through Finastra’s FusionFabric.cloud platform – now incorporates new
Regulation >>
November 30, 2021 - Editor
SteelEye Tackles MiFIR Data Integrity Challenges With Automated Reconciliation Solution
SteelEye, the compliance technology and data analytics firm, has launched an automated Three-Way Reconciliation solution to tackle MiFIR transaction reporting issues.
Regulation >>
November 26, 2021 - Editor
Changes to Reporting Requirements for UK Trade Repositories
The FCA and Bank of England have launched a joint consultation on changes to reporting requirements, procedures for data quality and registration of Trade Repositories
Regulation >>
November 11, 2021 - Editor
FCA issues warning to businesses over hybrid working risks
The Financial Conduct Authority (FCA) has issued new guidance to companies operating a remote or hybrid working model.
Regulation >>
November 9, 2021 - Editor
AANA Calculation Services
AANA Calculation services come in many flavours, check our your choices here
Regulation >>
July 15, 2021 - Editor
DTCC DERIVATIVES REPOSITORY FINED €408,000 FOR EMIR DATA BREACHES
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined DTCC Derivatives Repository Plc (DDRL) a total of €408,000 for seven infringements of