Extra Territoriality
September 4, 2013 - Editor
ESMA advises on equivalence of foreign jurisdictions
The European Securities and Market Authority (ESMA) has published its advice to the European Commission on the equivalence of the OTC derivatives regulatory regimes of
Extra Territoriality >>
September 2, 2013 - Editor
The week that was (Dazzling Derivatives; issue of 2nd September 2013)
Dear all, The TOP Stories of last week: Craig Pirrong picks apart recent BIS study Craig Pirrong tears apart the logic behind a recent BIS
Extra Territoriality >>
August 27, 2013 - Editor
Substituted compliance between EMIR and Dodd Frank | Read the small print
Millions of hours have already been spent aligning Dodd-Frank and EMIR implementation in the OTC space. However, in July, regulators changed the game. By
Extra Territoriality >>
June 17, 2013 - Editor
CFTC commissioners at odds about cross-border regulation
In recent speeches at the Yale Club in NYC (Bart Chilton) and the OpRisk Europe Conference in London (Scott O'Malia) gave a very different view
Extra Territoriality >>
May 27, 2013 - Editor
The week that was (aka Dazzling Derivatives; issue of 27.05.2013)
Dear all, ISDA has published the 2013 Reporting Protocol to assist reporting under DFA and EMIR: http://bit.ly/Z9l5IW and ESMA has update their EMIR timeline reflecting currently ongoing
Extra Territoriality >>
April 22, 2013 - Editor
Regulators Look to Up Their Game Over Cross-Border Regulation | Regulatory Reform
Posted on April 22, 2013 by Michael Beaton On 19 April 2013, HM Treasury published a letter signed by the finance ministers of Brazil, France,
Extra Territoriality >>
April 21, 2013 - Editor
Is there a way to avoid regulatory arbitrage? Vol 2
A few days ago I did this post on Elisse Walter's speech on regulation of cross-border OTC derivatives. On April 18, 2013, the Japanese Financial Services Agency,
Extra Territoriality >>
April 11, 2013 - Editor
Is there a way to avoid regulatory arbitrage?
Elisse Walter, Chairman of SEC, (profile here) spoke in Washington D.C, at the American Bar Association Spring Meeting and explained the reason why a middle
Extra Territoriality >>
April 3, 2013 - Editor
The week that was (issue of 2nd April 2013)
Dear all, ISDA publishes March 2013 Dodd-Frank Protocol The International Swaps and Derivatives Association (ISDA) has published the ISDA March 2013 Dodd-Frank Protocol (DF Protocol
Extra Territoriality >>
April 1, 2013 - Editor
BaFIN briefing: EMIR II under development
Contacts at BaFIN I met last week described negotiations being conducted within the European Parliament, which frankly mean far more work for regulatory compliance, than