Regulator
September 1, 2016 - Editor
The CFTC Argues With Itself Over the Bilateral Margin Rules
It amuses me that the CFTC Commissioners publicly criticize their own organisation, on their own website. Sort of like kicking yourself up the backside shouting
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August 23, 2016 - Editor
The Revised Timeline for Bilateral Margin Regulations
A consolidated view of the regulatory timelines for uncleared margin regulations
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August 4, 2016 - Editor
Chaos to Clarity – The CFTC STP 10 Minute Rule
In keeping with my passion and theme of 'Chaos to Clarity', I want to decode CFTC's Straight Through Processing (STP) 10 minutes rule which has
Regulator >>
April 25, 2016 - Editor
Final MiFID II Rules on SI Thresholds
Finally, the EU Commission has published the delegated regulation on organizational requirements, including thresholds for systematic internalisation (SI), inter alia. If your point of reference is ESMA’s
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March 29, 2016 - Editor
SEC Regulation SBSR
In a nod to delays in registration of Swaps Data Repositories (SDRs), the SEC has granted a temporary exemption from the core SDR Rules 13n-1
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January 11, 2016 - Editor
Portfolio Compression Breaking into Swaptions
BGC Partners and Capitalabs announced they removed €800 billion notional in the Fourth Quarter of 2015. Compressions achieve savings in capital costs, initial margin, gross notional value of
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October 27, 2015 - Editor
OTC Derivatives Regulatory Reforms and the changing role of Middleware platforms
In response to the financial crisis that began in 2008, the leaders of the Group of Twenty (G20) nations agreed to a series of measures
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June 19, 2015 - Editor
ESMA Gets Semi-Serious About Swaps Reporting – the CFTC, Not So Much
As I have said in past articles, and since every swaps market participant and every swaps market regulator recognizes that transaction reporting has been something
Regulator >>
June 18, 2015 - Editor
The Big Questions About Regulatory Reform
The recent publication by the Volcker Alliance of a series of papers on reforming the financial regulatory structure makes interesting reading. You may or may
Regulator >>
June 11, 2015 - Editor
EMIR : Latest news on IRS Clearing Obligation
Dear All, As I was a bit lost regarding the starting date of the IRS Clearing obligation in Europe, I sent a mail to ESMA