Regulator



Featured image for “The CFTC Argues With Itself Over the Bilateral Margin Rules”

September 1, 2016 - Editor

It amuses me that the CFTC Commissioners publicly criticize their own organisation, on their own website. Sort of like kicking yourself up the backside shouting

Featured image for “The Revised Timeline for Bilateral Margin Regulations”

August 23, 2016 - Editor

A consolidated view of the regulatory timelines for uncleared margin regulations

Featured image for “Chaos to Clarity – The CFTC STP 10 Minute Rule”

August 4, 2016 - Editor

In keeping with my passion and theme of 'Chaos to Clarity', I want to decode CFTC's Straight Through Processing (STP) 10 minutes rule which has

Featured image for “Final MiFID II Rules on SI Thresholds”

April 25, 2016 - Editor

Finally, the EU Commission has published the delegated regulation on organizational requirements, including thresholds for systematic internalisation (SI), inter alia. If your point of reference is ESMA’s

Featured image for “SEC Regulation SBSR”

March 29, 2016 - Editor

In a nod to delays in registration of Swaps Data Repositories (SDRs), the SEC has granted a temporary exemption from the core SDR Rules 13n-1

Featured image for “Portfolio Compression Breaking into Swaptions”

January 11, 2016 - Editor

BGC Partners and Capitalabs announced they removed €800 billion notional in the Fourth Quarter of 2015. Compressions achieve savings in capital costs, initial margin, gross notional value of

Featured image for “OTC Derivatives Regulatory Reforms and the changing role of Middleware platforms”

October 27, 2015 - Editor

In response to the financial crisis that began in 2008, the leaders of the Group of Twenty (G20) nations agreed to a series of measures

Featured image for “ESMA Gets Semi-Serious About Swaps Reporting – the CFTC, Not So Much”

June 19, 2015 - Editor

As I have said in past articles, and since every swaps market participant and every swaps market regulator recognizes that transaction reporting has been something

Featured image for “The Big Questions About Regulatory Reform”

June 18, 2015 - Editor

The recent publication by the Volcker Alliance of a series of papers on reforming the financial regulatory structure makes interesting reading. You may or may

Featured image for “EMIR : Latest news on IRS Clearing Obligation”

June 11, 2015 - Editor

Dear All, As I was a bit lost regarding the starting date of the IRS Clearing obligation in Europe, I sent a mail to ESMA