SEC



Featured image for “The weeks that were (Dazzling Derivatives; issue of 26th August 2013)”

August 26, 2013 - Editor

Dear all, the "Dazzle" had a one-week hiatus – but is back this week in full swing and with loads of worthy information. Have a

Featured image for “The week that was (aka Dazzling Derivatives; issue of 27.05.2013)”

May 27, 2013 - Editor

Dear all, ISDA has published the 2013 Reporting Protocol to assist reporting under DFA and EMIR: http://bit.ly/Z9l5IW and ESMA has update their EMIR timeline reflecting currently ongoing

Featured image for “SEC advise EC and ESMA to consult on EMIR equivalency”

May 16, 2013 - Editor

"European authorities should consult on their approach to determining whether foreign derivatives regimes are equivalent to the European Market Infrastructure Regulation (EMIR) because these decisions

Featured image for “Regulators Look to Up Their Game Over Cross-Border Regulation | Regulatory Reform”

April 22, 2013 - Editor

Posted on April 22, 2013 by Michael Beaton On 19 April 2013, HM Treasury published a letter signed by the finance ministers of Brazil, France,

Featured image for “Is there a way to avoid regulatory arbitrage? Vol 2”

April 21, 2013 - Editor

A few days ago I did this post on Elisse Walter's speech on regulation of cross-border OTC derivatives. On April 18, 2013, the Japanese Financial Services Agency,

Featured image for “Is there a way to avoid regulatory arbitrage?”

April 11, 2013 - Editor

Elisse Walter, Chairman of SEC, (profile here) spoke in Washington D.C, at the American Bar Association Spring Meeting and explained the reason why a middle

Featured image for “Swapclear Check-o-matic”

April 5, 2013 - Editor

If you have some rate swaps sitting idle, why not use the new service from SwapClear to check whether they are mandated for clearing? Click

Featured image for “The week that was (issue of 2nd April 2013)”

April 3, 2013 - Editor

Dear all, ISDA publishes March 2013 Dodd-Frank Protocol The International Swaps and Derivatives Association (ISDA) has published the ISDA March 2013 Dodd-Frank Protocol (DF Protocol

Featured image for “One Year On: Obama press release: CFTC and SEC to be merged into the SRMA | The OTC Space”

April 1, 2013 - Editor

Despite a year's worth of planning and preparation this idea still hasn't moved forward – without this happening I can't see much progress on CDS

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April 1, 2013 - Editor

This post has been removed. If you arrived here via a google search, please disregard any materials regarding the FSB from this page.