Regulation

Articles

04 Sep 2020 — Deputy Editor

SteelEye, the compliance technology and data analytics firm, has been recognised as the Best RegTech Solution by HFM Global, announced at yesterday's European Technology Summit. This is the fifth industry award presented to SteelEye in 2020.

The HFM European Hedge Fund Technology Awards celebrate firms that have delivered innovative and exceptional technological products and services to the hedge fund industry over the past 12 months.

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28 Aug 2020 — Scott O'Malia

ISDA Chief Executive Officer Scott O'Malia has offered some informal comments on important OTC derivatives issues in derivatiViews, reflecting ISDA's long-held commitment to making the market safer and more efficient.

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25 Aug 2020 — Martin Pluves

The FICC Markets Standards Board (FMSB) has today published a Spotlight Review looking at current and future challenges that FICC market participants face in market surveillance.

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24 Aug 2020 — Deputy Editor

To date, many RegTechs have focussed on resolving individual problems, resulting in a fragmented market and an oversupply of vendors.

Recently, this has started to change, with a number of partnerships being formed between RegTechs, as they move towards providing a holistic RegTech solution. But partnerships aren't the only way to achieve holistic compliance.

We speak with Matt Smith, CEO of SteelEye, about the RegTech market and how a data-centric approach enables holistic compliance.

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20 Aug 2020 — Deputy Editor

SteelEye, the compliance technology and data analytics firm, has announced the release of its pioneering Auto-Trade Reconstruction technology, which reduces the time it takes for a firm to reconstruct a trade from days to seconds.

Under MiFID II, MAR, Dodd-Frank and other global regulations, authorised firms can be asked by the regulator to reproduce the records that relate to a trade or client order - typically regulators require this information within 72 hours.

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13 Aug 2020 — Deputy Editor

SteelEye, the compliance technology and data analytics firm, has partnered with Margin Reform, a management and information technology consultancy in the margin, collateral, and legal space, to support the consultancy's clients with best-of-breed compliance and regulatory reporting solutions.

Margin Reform will offer SteelEye's RegTech suite to its financial clients as they address the challenges of the evolving regulatory landscape.

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10 Jul 2020 — Deputy Editor

SteelEye, the compliance technology and data analytics firm, was last week recognised as the 'Best Trade Reporting Solution' by the TradingTech Insight Awards USA. This is the fourth award SteelEye has received in two months by the financial industry in Europe and the USA.

The four awards are for:

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09 Jul 2020 — Deputy Editor

SteelEye, the compliance technology and data analytics firm, has been selected by Ardent Financial, a new FCA authorised Securities Dealer, to provide MiFID II and MAR compliance services.

Launched on 8th June, Ardent Financial wanted to use modern best-of-breed tools for compliance from day one. Automation was a top priority, but they also wanted a unified platform which would increase efficiency and allow them to manage, oversee, mitigate, and prevent regulatory risk for a wide range of regulations and obligations.

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08 Jul 2020 — Deputy Editor

Cloud9 Technologies, a leader in cloud-based communications, has integrated with SteelEye, a leading regulatory technology and data analytics provider, to offer the institutional marketplace an efficient solution to manage their regulatory and surveillance obligations for voice trade data.

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06 Jul 2020 — Deputy Editor

SteelEye, the compliance technology and data analytics firm, and UnaVista, the regulatory reporting platform from London Stock Exchange Group, today announced a partnership to support financial firms with best-in-class reporting services as they migrate from CME's European Trade Repository (TR) and NEX Abide regulatory reporting services, which will close in November 2020.

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08 Jun 2020 — Deputy Editor

NICE Actimize has entered a definitive agreement to acquire Guardian Analytics, the provider of an AI cloud-based financial crime risk management solutions. Powered by the cloud, Guardian Analytics simplifies deployments and ongoing operations, optimising operational resource efficiency.

The acquisition is expected to close in Q4 2020.

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04 Jun 2020 — Bill Hodgson

Andrew Hauser, Executive Director for Markets at the Bank of England gave a speech giving deep insights into the behaviour of the global markets during the early part of this year. The full transcript with charts is available to download. 

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