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20 Jun 2019 — The Investment Association Feed

iNED
zoe.spencer
Thu 20/06/2019 - 11:15

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20 Jun 2019 — Financial Conduct Authority Feed

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

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20 Jun 2019 — Financial Conduct Authority Feed

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

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20 Jun 2019 — Financial Conduct Authority Feed

The FCA has appointed Independent Reviewers for the lessons learned reviews commissioned by the FCA’s Board. One review will cover the redress scheme for Interest Rate Hedging Products and the other will cover the regulation of firms involved with the Connaught Income Fund Series 1.

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20 Jun 2019 — Financial Times | Clearing and Settlement Feed

Christopher Giancarlo writes to Valdis Dombrovskis over official’s ‘you fell for it’ speech

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20 Jun 2019 — The Investment Association Feed

Productivity action plan
zoe.spencer
Thu 20/06/2019 - 09:05

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20 Jun 2019 — Financial Conduct Authority Feed

We believe this firm has been providing financial services or products in the UK without our authorisation. Find out why to be especially wary of dealing with this unauthorised firm and how to protect yourself from scammers.

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19 Jun 2019 — European Banking Authority Feed

The European Banking Authority (EBA) launched today a consultation on its draft Guidelines on loan origination and monitoring. Learning from the elevated levels of non-performing exposures (NPEs) across the EU in recent years, the draft guidelines aim to ensure that institutions have robust and prudent standards for credit risk taking, management and monitoring, and that newly originated loans are of high credit quality. The draft Guidelines also aim to ensure that the institutions’ practices are aligned with consumer protection rules and AML requirements.

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19 Jun 2019 — ESMA Feed

Wednesday 19 June 2019 16:16

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19 Jun 2019 — ESMA Feed

Wednesday 19 June 2019 16:10

Consultation on guidelines for reporting under Articles 4 and 12 Securities Financing Transactions Regulation (SFTR)

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Related documents:: 

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7 Views
19 Jun 2019 — Financial Conduct Authority Feed

Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’. 

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6 Views