Commodities

Response to ESMA Call for Evidence on Position Limits under MIFID II

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ISDA, FIA and the Global Financial Markets Association (GFMA) jointly submitted a response to the European Securities and Markets Authority’s (ESMA) call for evidence on position limits under the revised Markets in Financial Instruments Directive (MIFID II).

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Pumping Iron: How can metals prices help predict global growth?

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Tom Wise

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Getting new MiFID II reports wrong could cost millions

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Let’s face it, getting data right is never easy and, with MiFID II’s drive for transparency kicking into high gear, the risks of getting reporting wrong are greater than ever. With additional reporting regime change coming next year, why not make your life easier and join in the industry RegTech collaborations in this space? Recognise the risks Trade and transaction reporting fines come with

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Commodity derivatives: Position reporting and position limits under MiFID II

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Commodity derivative trading is just one of the many topic areas under MiFID II that firms need to ensure they are prepared for before 3 January 2018. One set of measurements in this area is that firms will be required to report commodities positions to National Competent Authorities (NCAs) on a daily basis. Another is

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JWG announce 12 July MiFID Webinar

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In our previous article we announced some of the key findings from our recent buy-side focused MiFID survey. Now we are pleased to announce a webinar on 12 July to review and analyse the results in more depth with a panel of experts. The webinar will aim to present new survey findings to help inform

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Brexit Insights

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On the 23rd June 2016, the British population voted in favour of leaving the European Union. Jack Hemmings interviewed Tom Masters, Partner at New Link Consulting, to examine the likely ramifications of Brexit for firms operating in the financial services industry and got his thoughts on how firms should organise themselves to ensure that they are best prepared for any eventuality.

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What Do the SEC’s Recent Bitcoin Disapproval Orders Really Mean for Investors?

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Posted by Wenchi Hu & Vivian A. Maese, Latham & Watkins LLP, on Thursday, April 27, 2017

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Know Your Customer (KYC)

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The importance of Knowing Your Customer

In the wake of the 2008 crash, the regulatory frameworks governing anti-money laundering (AML) and Know Your Customer (KYC) due diligence practices have become more onerous for financial services organisations.

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CFTC Year in Review and a Look Forward

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Posted by Paul M. Architzel and Dan M. Berkovitz, Wilmer Cutler Pickering Hale and Dorr LLP, on Saturday, February 4, 2017

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Commission publishes amended RTS and ITS under Article 9 of EMIR

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On 21 January 2017, the European Commission (EC) published a delegated regulation and an implementing regulation in the Official Journal amending the RTS and ITS on the minimum details of the data to be reported to trade repositories under EMIR. One of the key changes made by the EC includes defining how to identify and classify

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