Financial Regulation

MiFID II 18 months on – what is under the supervisory spotlight?

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Mifid banner

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New banking regulation: is it affecting the clearing of derivatives?

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Jonathan Smith and Gerardo Ferrara

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Climate-related financial risks: the next regulatory frontier

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Financial CHOICE Act of 2017

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Posted by H. Rodgin Cohen and Samuel R. Woodall III, Sullivan & Cromwell LLP, on Thursday, June 15, 2017

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The Other Securities Regulator: A Case Study in Regulatory Damage

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Posted by Anita K. Krug, University of Washington School of Law, on Wednesday, June 14, 2017
Editor's Note: Anita K. Krug is D. Wayne and Anne Gittinger Professor of Law at the University of Washington School of Law. This post is based on a recent article by Professor Krug, forthcoming in the Tulane Law Review.

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Corporate Governance of SIFI Risk-Taking: An International Research Agenda

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Posted by Steven L. Schwarcz & Aleaha Jones, Duke University, on Friday, June 9, 2017

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Five Key Points from the DOL’s Fiduciary Rule Announcement

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Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Thursday, June 8, 2017
Editor's Note: Dan Ryan is Leader of the Financial Services Advisory Practice at PricewaterhouseCoopers LLP. This post is based on a PwC publication by Mr. Ryan, Mike Alix, Adam Gilbert, and Roberto Rodriguez.

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Déjà Vu All Over Again: New Efforts to Reinstate the Glass-Steagall Act

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Posted by V. Gerard Comizio and Nathan S. Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, June 7, 2017

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State Bank Regulators Challenge OCC’s Authority to Issue Fintech Charters

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Posted by V. Gerard Comizio and Nathan S. Brownback, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, June 4, 2017

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What’s (Still) Wrong with Credit Ratings

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Posted by Frank Partnoy, University of San Diego, on Wednesday, May 31, 2017

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