Press releases

FCA publishes Decision Notices concerning Cathay International Holdings Limited, its CEO and Finance Director

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The Financial Conduct Authority (FCA) has today published Decision Notices concerning Cathay International Holdings Limited and 2 of its directors, Mr Jin-Yi Lee and Mr Eric Siu.

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FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings

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The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016. 

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FCA bans Terry Farr

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The Financial Conduct Authority (FCA) has prohibited former Martins Brokers (UK) Ltd (‘Martins’) broker Terry Farr from performing any function in relation to any regulated financial activity, on the basis that he acted dishonestly and lacked integrity, and as a result is not fit and proper to perform any function in relation to any regulated activity.

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FCA opens debate on intergenerational finance: how industry and regulators should respond to demographic change

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The Financial Conduct Authority (FCA) has today published a discussion paper on Intergenerational Differences, exploring the changing financial needs of consumers from different age groups.

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FCA begins review of financial advice market

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The Financial Conduct Authority (FCA) has today launched a Call for Input asking for feedback on its proposed approach to reviewing the Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR).

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Financial Conduct Authority (FCA) publishes feedback statement on Duty of Care

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The FCA has today published a Feedback Statement summarising the responses received to its Discussion Paper – ‘A duty of care and potential alternative approaches’ – published in July 2018, and setting out next steps.

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FCA data show 5% drop in complaints in the second half of 2018

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The Financial Conduct Authority (FCA) has today published the complaints figures for regulated firms for the second half of 2018.

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FCA sets out its priorities for 2019/20

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The Financial Conduct Authority (FCA) has today published its Business Plan for 2019/20, which outlines the key priorities for the coming year.

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Three New Directors Join ISDA Board

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ISDA today announced that three new directors have joined its Board, while 10 others have been re-elected.

The new directors are:

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Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA

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The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA).

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