Regulation

Hayley’s Comment: Misguided intervention

+0

In November

Share
Category

Predictions for 2019: Trading and regulation

+0

Matthew McLoughlin, head of trading, Liontrust Asset Management

Looking back on 2018 I think we can all agree that we achieved a great amount as an industry.  That being said, I don’t see things slowing down in 2019.  Brexit will obviously be in the headlines and will continue to take up a lot of resource on buy-side, sell-side and execution venues alike.  Regulatory and political developments, particularly on periodic auctions, tick-size regimes, mid-point trading and SIs have the capacity to change market structure yet again in 2019. 

Share
Category

SEC approves controversial transaction fee pilot for stock exchanges

+0

The US securities regulator has approved a controversial pilot scheme that would see major restrictions on pricing across the biggest stock exchanges.

The Securities and Exchange Commission (SEC) unanimously approved the one-year programme, known as the transaction fee pilot, as part of a review of the ‘maker-taker’ trading system, which typically provides a rebate to traders adding liquidity to an order book, with an access fee then charged when liquidity is removed.

Share
Category

The TRADE’s best of 2018: Regulation

+0

Share
Category

ESMA moves forward with tick size amendment to protect EU venues post-Brexit

+0

The EU financial regulator has moved forward with plans to amend the tick size regime under MiFID II to combat concerns

Share
Category

Brexit tops risk concerns as worries over cyber risk and regulatory impact fall

+0

A new systemic risk survey from the DTCC has shown that almost half of respondents believe Brexit will pose a

Share
Category

Citadel Securities, Natixis & MUFG fined $6 million for blue sheet data failures

+0

Broker-

Share
Category

MiFID II goes global as buy-side implement global unbundling policies

+0

Regulatory chang

Share
Category

REGIS-TR to open trade repository in the UK

+0

Share
Category

Buy-side evades FX Global Code of Conduct labelling it ‘regulation in disguise’

+0

Asset ma

Share
Category