SEC

Shareholder Proposals Regarding Lead Director Tenure: A Harbinger of Things to Come?

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Posted by Cydney S. Posner, Cooley LLP, on Monday, February 27, 2017

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Should Mutual Funds Invest in Startups?

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Posted by Jeff Schwartz, University of Utah, on Sunday, February 26, 2017
Editor's Note: Jeff Schwartz is William H. Leary Professor of Law, University of Utah S.J. Quinney College of Law. This post is based on a recent article by Professor Schwartz, forthcoming in the North Carolina Law Review.

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Private Funds Year in Review and 2017 Outlook

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Posted by Ari M. Berman, Vinson & Elkins LLP, on Saturday, February 25, 2017

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SEC Enforcement in Financial Reporting and Disclosure—2016 Year in Review

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Posted by David Woodcock, Jones Day, on Saturday, February 18, 2017
Editor's Note: David Woodcock is a partner at Jones Day. This post is based on a Jones Day publication by Mr. Woodcock, Joan E. McKownHenry Klehm III, and Laura Jane Durfee.

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Congress Rolls Back SEC Resource Extraction Payments Rule

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Posted by Nicholas Grabar and Sandra L. Flow, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, February 16, 2017

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ADR Lawsuits: Depositary Banks on the Hotseat

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When it comes to their handling of American Depositary Receipts, depositary banks have more than just an investigation by the US Securities and Exchange Commission to worry about. BNY Mellon, Citi and JP Morgan are being targeted with  class action lawsuits filed in a New York court by disgruntled investors, alleging overcharges in foreign exchange […]

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2016 Year-End Securities Litigation Update

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Posted by Gibson, Dunn & Crutcher LLP, on Friday, February 10, 2017
Editor's Note: This post is based on a publication by Gibson, Dunn & Crutcher LLP. This post is part of the Delaware law series; links to other posts in the series are available here.

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Foreign Cash: Taxes, Internal Capital Markets, and Agency Problems

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Posted by Jarrad Harford, University of Washington; and Cong Wang, China Europe International Business School, on Thursday, February 9, 2017

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Allergan Fine Underscores Obligation to Disclose White Knight

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Posted by Gail Weinstein & Philip Richter, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, February 8, 2017

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Reconsideration of Pay Ratio Rule Implementation

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Posted by Michael S. Piwowar, U.S. Securities and Exchange Commission, on Monday, February 6, 2017
Editor's Note: Michael S. Piwowar is Acting Chairman of the U.S. Securities and Exchange Commission. This post is based on a recent public statement issued by Mr. Piwowar.


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