SEC

The Important Work of Boards of Directors

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Posted by Luis A. Aguilar, U.S. Securities and Exchange Commission, on Tuesday, October 20, 2015
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Enforcement Discretion at the SEC

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Posted by David Zaring, Wharton School, on Monday, October 19, 2015
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David Zaring is an Associate Professor of Legal Studies and Business Ethics at the Wharton School, University of Pennsylvania. This post is based on an article authored by Professor Zaring.

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Is Proxy Access Inevitable?

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Posted by Holly J. Gregory, Sidley Austin LLP, on Friday, October 16, 2015
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SEC Proposed Amendments to Rules for Administrative Proceedings

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Posted by Barry R. Goldsmith, Gibson, Dunn & Crutcher LLP, on Thursday, October 15, 2015
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Will regulators take aim next at fund managers and liquidity management?

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One of the talking points by the Fed and others on market illiquidity has been on how mutual funds, especially opened ended ones, and ETFs create issues when investors sell en masse. Funds that offer short term liquidity to shareholders but may have assets that take time to sell (without a fire sale), end up with a gap that is dealt with by disposing of their most liquid (and often highest quality) assets first. This leaves the rest of the fund investors holding a potentially inferior set of investments.

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Materiality as Pleading Obstacle

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Posted by Brad S. Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Sunday, October 11, 2015
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Brad S. Karp is chairman and partner at Paul, Weiss, Rifkind, Wharton & Garrison LLP. This post is based on a Paul Weiss client memorandum.

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The SEC’s Focus on Cybersecurity

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Posted by Jessica Forbes, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, October 10, 2015
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SCOTUS Declines Petition on Insider Trading Ruling

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Posted by Brad S. Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Thursday, October 8, 2015
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Brad S. Karp is chairman and partner at Paul, Weiss, Rifkind, Wharton & Garrison LLP. This post is based on a Paul Weiss client memorandum.

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Will a New Paradigm for Corporate Governance Bring Peace?

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Posted by Martin Lipton, Wachtell, Lipton, Rosen & Katz, on Monday, October 5, 2015
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SEC Interpretation of “Whistleblower” Definition

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Posted by Nicholas S. Goldin, Simpson Thacher & Bartlett LLP, on Sunday, October 4, 2015
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