July 31, 2013
SEF Applicants under the CFTC Rules
I keep seeing news stories on firms applying to be a SEF, here's the one's I've seen, send in any others and I'll add them.
- State Street SwapEx Announcement (they also own www.swapex.com but there's nothing to see yet)
- Bloomberg apply to be a SEF
- TeraExchange story here: http://www.automatedtrader.net/news/at/144122/teraexchange-files-sef-application-with-cftc
- GFI http://gfigroup.investorroom.com/2013-07-22-GFI-Group-Files-SEF-Application-With-The-CFTC
- MarketAxess http://investor.marketaxess.com/phoenix.zhtml?c=176475&p=irol-newsArticle&ID=1837656&highlight=
- TradeWeb http://www.tradeweb.com/News/News-Releases/Tradeweb-Applies-to-be-a-Swap-Execution-Facility-with-CFTC/
Intend to apply
- ICAP: http://www.icap.com/markets/swap-execution-facility.aspx
- CreditEx: https://www.theice.com/credit_sef_update.jhtml
- NGX (a division of Canadian TMX) http://www.ngx.com/pdf/ComplianceNoticeOct52012.pdf (PDF)