Regulation
March 27, 2020 - Editor
SteelEye Becomes ISV Provider For LME
SteelEye, the compliance technology and data analytics firm, has become an approved LME ISV, passing all conformance tests to offer connectivity directly between LMEselect and
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March 26, 2020 - Editor
Should Phase 5 of UMR Be Delayed? What do 21 Trade Associations Think?
Should Phase 5 of UMR be Delayed? The September 2020 deadline isn't far away. Is the impact of the virus a material change to the
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March 23, 2020 - Editor
SFTR and Tick-Size Regime Delayed By Three Months, Call Taping Temporarily Relaxed
Recognising the upheaval caused by COVID-19 on financial markets, ESMA has made a number of announcements – SFTR – It has postponed, by three
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March 20, 2020 - Editor
FIA and DRS Covid-19 Pages
Visit the FIA page for a packed collection of statements from exchanges and regulators
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March 18, 2020 - Editor
ICMA and ISLA Request Six Month Delay to SFTR
Due to the COVID-19 pandemic, ICMA and ISLA have requested a delay to SFTR. The current go-live date is 11th April, but the firms have asked
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March 16, 2020 - Editor
Is your firm or fund an NFC-? EMIR Reporting Starts in June 2020
EMIR Refit defined a new category of firm the NFC- who are obliged to start trade reporting in June 2020
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March 12, 2020 - Editor
REGIS-TR and GLMX Partner For SFTR
The European trade repository REGIS-TR is partnering with GLMX to provide a hosted reporting service for Securities Finance Transaction Regulation (SFTR). Clients will be able
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March 10, 2020 - Editor
Kaizen Hires Patrick Ludden
Patrick Ludden joined Kaizen Reporting on March 2nd, as Regulatory Reporting SME and Client Engagement Manager. He has over 25 years of experience in finance,
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March 6, 2020 - Editor
Rival Launches CAT Reporting
Reval Systems has launched a cloud-based consolidated audit trail (CAT) service for firms trading equities and equity options. As a registered CAT Reporting Agent, Rival offers
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March 4, 2020 - Editor
MiFID II Under Review
Launched in January 2018, MiFID II /MiFIR is now under review by The European Commission. In its initial stage it is gathering feedback on recommended changes