Regulation
June 20, 2022 - Editor
Regulatory change and data fragmentation are key challenges for 85% of firms
Financial firms are investing more in tech to manage increasingly complex regulatory landscape including regulatory change and data fragmentation
Regulation >>
June 8, 2022 - Editor
FMSB – Financial markets misconduct in global capital markets
The Financial Markets Standards Board (“FMSB”) today publishes its Behaviour-pattern Conduct Analysis (“BCA”) report on misconduct in global capital markets
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March 25, 2022 - Editor
Finastra and CloudMargin Collateral Management as a Service Offering Accelerates Compliance with UMR Regulation
Finastra today announced that its Collateral Management as a Service app – powered by CloudMargin and available through Finastra’s FusionFabric.cloud platform – now incorporates new
Regulation >>
November 30, 2021 - Editor
SteelEye Tackles MiFIR Data Integrity Challenges With Automated Reconciliation Solution
SteelEye, the compliance technology and data analytics firm, has launched an automated Three-Way Reconciliation solution to tackle MiFIR transaction reporting issues.
Regulation >>
November 26, 2021 - Editor
Changes to Reporting Requirements for UK Trade Repositories
The FCA and Bank of England have launched a joint consultation on changes to reporting requirements, procedures for data quality and registration of Trade Repositories
Regulation >>
November 11, 2021 - Editor
FCA issues warning to businesses over hybrid working risks
The Financial Conduct Authority (FCA) has issued new guidance to companies operating a remote or hybrid working model.
Regulation >>
November 9, 2021 - Editor
AANA Calculation Services
AANA Calculation services come in many flavours, check our your choices here
Regulation >>
July 15, 2021 - Editor
DTCC DERIVATIVES REPOSITORY FINED €408,000 FOR EMIR DATA BREACHES
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined DTCC Derivatives Repository Plc (DDRL) a total of €408,000 for seven infringements of
Regulation >>
July 12, 2021 - Editor
UK-EU unequalled: Rishi Sunak Mansion House Speech
UK Chancellor Rishi Sunak’s Mansion House speech yesterday delivered the final coup de grace headshot to any lingering hopes for EU-UK equivalence. “The UK has
Regulation >>
July 7, 2021 - Editor
Legal Experts Debate Personal Liability for Chief Compliance Officers
Chief compliance officers need a new operating model, not a new legal framework, to avoid being personally penalized unfairly by the US Securities and Exchange