Featured image for “Data Mistakes Cost Dearly Says the CFTC”

July 6, 2022 - Editor

Data Mistakes Cost Dearly with a $6m fine for BNP Paribas and  $850k for JP Morgan.

Featured image for “FMSB Statement of Good Practice on Trading Platform Disclosures”

June 28, 2022 - Editor

Experts from across the global financial markets reach consensus on how trading platforms should disclose information and produce the FMSB Statement of Good Practice

Featured image for “Regulatory change and data fragmentation are key challenges for 85% of firms”

June 20, 2022 - Editor

Financial firms are investing more in tech to manage increasingly complex regulatory landscape including regulatory change and data fragmentation

Featured image for “FMSB – Financial markets misconduct in global capital markets”

June 8, 2022 - Editor

The Financial Markets Standards Board (“FMSB”) today publishes its Behaviour-pattern Conduct Analysis (“BCA”) report on misconduct in global capital markets

Featured image for “Finastra and CloudMargin Collateral Management as a Service Offering Accelerates Compliance with UMR Regulation”

March 25, 2022 - Editor

Finastra today announced that its Collateral Management as a Service app – powered by CloudMargin and available through Finastra’s platform ­– now incorporates new

Featured image for “SteelEye Tackles MiFIR Data Integrity Challenges With Automated Reconciliation Solution”

November 30, 2021 - Editor

SteelEye, the compliance technology and data analytics firm, has launched an automated Three-Way Reconciliation solution to tackle MiFIR transaction reporting issues.

Featured image for “Changes to Reporting Requirements for UK Trade Repositories”

November 26, 2021 - Editor

The FCA and Bank of England have launched a joint consultation on changes to reporting requirements, procedures for data quality and registration of Trade Repositories

Featured image for “FCA issues warning to businesses over hybrid working risks”

November 11, 2021 - Editor

The Financial Conduct Authority (FCA) has issued new guidance to companies operating a remote or hybrid working model.

Featured image for “AANA Calculation Services”

November 9, 2021 - Editor

AANA Calculation services come in many flavours, check our your choices here


July 15, 2021 - Editor

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has fined DTCC Derivatives Repository Plc (DDRL) a total of €408,000 for seven infringements of