CFTC



Featured image for “CFTC Examines DCOs and SEFs”

May 27, 2014 - Editor

CFTC Examines DCOs and SEFs With more than 50% of global swaps transactions occurring across borders, the Global Markets Advisory Committee (GMAC) of the Commodity

Featured image for “Weekly Roundup | Regulation | 14 May 2014”

May 14, 2014 - Editor

European Regulation Esma Chief Warns Securities Regulators on Monitoring Risk Securities watchdogs have inadequate resources to cope with their new regulatory responsibility for monitoring systemic

Featured image for “Weekly Roundup | Regulation & Trading | 9 April 2014”

April 9, 2014 - Editor

European Regulation ESMA Sheds Light on Supervision of TRs The European Securities and Markets Authority (ESMA) has published a summary of its 2014 supervisory work

Featured image for “Weekly Roundup | Regulation & Trading | 26 March 2014”

March 26, 2014 - Editor

European Regulation The Clock Starts Ticking Towards European Mandatory Clearing | OMX Authorised If you haven't already heard, Nasdaq OMX announced they are the first

Featured image for “Weekly Roundup | Best of the Web | 26 March 2014”

March 26, 2014 - Editor

The Clock Starts Ticking Towards European Mandatory Clearing | OMX Authorised If you haven't already heard, Nasdaq OMX announced they are the first European CCP

Featured image for “SEF MAT weeks 4 and 5 | US reportable IRS fixed float volumes”

March 26, 2014 - Editor

A brief update – SEF MAT weeks 4 and 5 numbers show fixed float IRS fairly stable.  Using any one week to form conclusions is

Featured image for “CFTC guidance on SEF access may be a game changer for OTC market infrastructure”

March 24, 2014 - Editor

A number of significant trends have been in place since the Lehman insolvency and the G20 Leaders summit at Pittsburgh in September 2009. The G20

Featured image for “Weekly Roundup | Regulation & Trading | 18 March 2014”

March 18, 2014 - Editor

European Regulation Attached Document (see below) SwapClear – Customer Protection – Your Options Under EMIR.   EMIR – And To Think That We Are Just

Featured image for “SEF MAT Week 3 numbers hide lack of real progress”

March 13, 2014 - Editor

Another week is in the books and last week US reported IRS volumes perked back up close to averages.  Drilling down does not flatter SEF

Featured image for “DTCC reporting suit proceeds – should CFTC concede? | Reuters article”

March 11, 2014 - Editor

A judged trimmed DTCC's lawsuit against CFTC's determination on CME rule 1001 but allowed the core of the action to proceed, according to a Reuters