CFTC rule writing schedule / time line
Well I’ve seen some time plans in my time, but this one is the simplest. Original CFTC PDF is here. They omitted the “gantt charts for beginners” course from the
January 30, 2012 - Editor
Category: CFTC
Well I’ve seen some time plans in my time, but this one is the simplest. Original CFTC PDF is here. They omitted the “gantt charts for beginners” course from the agenda.
The page from which this PDF is taken is here: http://www.cftc.gov/PressRoom/Events/opaevent_cftcdoddfrank011112 – look for the heading Additional Documents.
January to March
- Client Clearing Documentation, Clearing Member Risk Management, Straight Through Processing
- Commodity Options
- DCMs
- End-User Exception
- Entity Definitions
- External Business Conduct
- Internal Business Conduct (Duties, Recordkeeping, CCOs)
- Product Definitions
- Registration of SDs and MSPs
- Reporting of Historical Swaps
- Segregation for Cleared Swaps 
April and after
- Block Rule
- Capital and Margin
- Conforming Rules
- Disruptive Trade Practices
- Extraterritoriality
- Governance and Conflict of Interest
- Implementation (clearing and trade execution)
- Internal Business Conduct (Documentation)
- Process for Making a Swap Available to Trade (SEFs and DCMs)
- SEFs
- Segregation for Uncleared Swaps 
CFTC NOTE: This outline is tentative and for preliminary purposes, and is subject to change.
Popular
Most Viewed
Articles
Sep. 15, 2022
Tradefeedr Hires Alexis Fauth as Head of Data Science and Client Analytics
Sep. 06, 2022
Siege FX announces the launch of NetFix
Aug. 02, 2022
OSTTRA and LCH collaborate to reconcile bilateral OTC trade data
Jul. 26, 2022
Sell-side systems in need of upgrade for new risk reality
Jul. 15, 2022