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September 14, 2014

Regulatory Roundtable on Cross Border Issues | Hear From Bart Chilton | London | Sept 16th

Meet ex-CFTC Commissioner Bart Chilton in London on Sept 16th for an exclusive one-off event

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Regulatory Roundtable on Cross Border issues impacting Financial Firms as the European Union rolls out their set of rules.

Tuesday, September 16th, 2014, 4:00 pm – 6:30 pm at The office of DLA Piper (http://www.dlapiper.com/en/uk/offices/london/)

Please join us for a spirited discussion lead by Bart Chilton, former CFTC Commissioner, now acting Senior Policy Advisor for DLA Piper, Elizabeth Ritter, former Chief of Staff and Senior Legal Counsel to Bart Chilton and Nicolette Kost De Sevres, also former legal Counsel

  1. The De-guaranteeing fallout (Footnote 513) (The CFTC reaching into US branches of non-US firms, http://www.whitecase.com/alerts-01072014, and also http://www.risk.net/risk-magazine/news/2322022/industry-welcomes-footnote-513-no-action-extension)
  2. Reporting differences: Dodd Frank vs EU
  3. Portfolio Reconciliation and Trade Repository, what does this mean in each jurisdiction. 

This is event is a one-off, places are limited, if you'd like to attend please send an email immediately to: lisa@strategicexchanges.com


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