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October 22, 2012

SEC Margin, Segregation and Capital Rules, for Security Based Swap Dealers and others

The SEC published their consultation paper on the “Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers” , it’s brief at 501 pages, you can download their PDF here, or go to their website here. Once you’ve read all of it, you’re invited to make comments.


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