SEC Margin, Segregation and Capital Rules, for Security Based Swap Dealers and others
The SEC published their consultation paper on the “Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers” , it’s brief
October 22, 2012 - Editor
Category: Dodd Frank
The SEC published their consultation paper on the “Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers” , it’s brief at 501 pages, you can download their PDF here, or go to their website here. Once you’ve read all of it, you’re invited to make comments.
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