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March 29, 2016

SEC Regulation SBSR

In a nod to delays in registration of Swaps Data Repositories (SDRs), the SEC has granted a temporary exemption from the core SDR Rules 13n-1 to 13n-12 until the earlier of when the first SDR is granted registeration by the SEC or June 30, 2016. This temporary exemption is designed to "help facilitate the potential submission of any SDR applications." The new compliance date for backloading will be 6 months after the first SDR is registered and no later than December 18, 2016. Full PDF https://lnkd.in/eDjsDVu.


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