March 29, 2016
SEC Regulation SBSR
In a nod to delays in registration of Swaps Data Repositories (SDRs), the SEC has granted a temporary exemption from the core SDR Rules 13n-1 to 13n-12 until the earlier of when the first SDR is granted registeration by the SEC or June 30, 2016. This temporary exemption is designed to "help facilitate the potential submission of any SDR applications." The new compliance date for backloading will be 6 months after the first SDR is registered and no later than December 18, 2016. Full PDF https://lnkd.in/eDjsDVu.
Popular
Most Viewed
Articles
Jul. 06, 2022
Data Mistakes Cost Dearly Says the CFTC
Jun. 30, 2022
SIMM Falls Short says PRA Letter to Banks
Jun. 28, 2022
FMSB Statement of Good Practice on Trading Platform Disclosures
Jun. 20, 2022
Regulatory change and data fragmentation are key challenges for 85% of firms
Jun. 13, 2022