Regulation
June 2, 2020 - Editor
COVID-19 Drives Increase in Compliance Budgets
SteelEye, the provider of compliance technology and data analytics, recently hosted an online panel on Market Abuse Monitoring, during which they polled delegates from the
Regulation >>
May 22, 2020 - Editor
The Regulatory Bottleneck of SFTR, UMR and CSDR
A new regulatory timetable has emerged due to Coronavirus (COVID-19). The recent announcements of a delayed commencement to UMR (Uncleared Margin Rules) and SFTR (Securities
Regulation >>
May 20, 2020 - Editor
SteelEye Wins Best Solution for Records Retention at RegTech Insight Awards
SteelEye, the compliance technology and data analytics firm, has been recognised as the Best Solution for Records Retention in the RegTech Insight Awards 2020. These
Regulation >>
May 19, 2020 - Editor
CME to Close European and Australian Repositories and Regulatory Reporting Division
CME Group has confirmed that it will close its NEX Regulatory Reporting and Abide Financial division by 30th November this year. In a statement, CME
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May 15, 2020 - Editor
SteelEye wins HFM Award for Best Regulatory Reporting Solution
SteelEye, the compliance technology and data analytics firm, has been awarded Best Regulatory Reporting Solution in the HFM European Services Awards 2020. These prestigious awards
Regulation >>
May 5, 2020 - Editor
SteelEye Offers Free Communications Surveillance To Support Remote Working
As the market adapts to a new style of working, compliance technology and data analytics firm, SteelEye, is offering financial firms free use of its Communications Surveillance
Regulation >>
April 28, 2020 - Editor
EU Bans on Short Positions — Implications for Market Participants
Originally published 20 March 2020, updated 20 April 2020 The EU Short Selling Regulation (Regulation (EU) no. 236/2012) (the SSR) has, since 1 November 2012,
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April 17, 2020 - Editor
Covid 19 UMR Delay – National Regulators Status
Since the BIS recommendation for an additional 1 year delay to UMR, where do national regulators stand?
Regulation >>
April 6, 2020 - Editor
ESMA Needs Your Help to Solve the Pension Fund Clearing and Variation Margin Problem?
ESMA launches a public consultation to crack the uncrackable problem of how pensions funds participate in clearing whilst CCPs only accept cash for variation margin
Regulation >>
March 31, 2020 - Editor
A regulatory bottleneck?
A new regulatory timetable is starting to emerge due to Coronavirus (COVID-19). The recent announcements of a delayed commencement to SFTR (Securities Financing Transactions Regulation)