Regulation



Featured image for “COVID-19 Drives Increase in Compliance Budgets”

June 2, 2020 - Editor

SteelEye, the provider of compliance technology and data analytics, recently hosted an online panel on Market Abuse Monitoring, during which they polled delegates from the

Featured image for “The Regulatory Bottleneck of SFTR, UMR and CSDR”

May 22, 2020 - Editor

A new regulatory timetable has emerged due to Coronavirus (COVID-19). The recent announcements of a delayed commencement to UMR (Uncleared Margin Rules) and SFTR (Securities

Featured image for “SteelEye Wins Best Solution for Records Retention at RegTech Insight Awards”

May 20, 2020 - Editor

SteelEye, the compliance technology and data analytics firm, has been recognised as the Best Solution for Records Retention in the RegTech Insight Awards 2020. These

Featured image for “CME to Close European and Australian Repositories and Regulatory Reporting Division”

May 19, 2020 - Editor

CME Group has confirmed that it will close its NEX Regulatory Reporting and Abide Financial division by 30th November this year. In a statement, CME

Featured image for “SteelEye wins HFM Award for Best Regulatory Reporting Solution”

May 15, 2020 - Editor

SteelEye, the compliance technology and data analytics firm, has been awarded Best Regulatory Reporting Solution in the HFM European Services Awards 2020. These prestigious awards

Featured image for “SteelEye Offers Free Communications Surveillance To Support Remote Working”

May 5, 2020 - Editor

As the market adapts to a new style of working, compliance technology and data analytics firm, SteelEye, is offering financial firms free use of its  Communications Surveillance

Featured image for “EU Bans on Short Positions — Implications for Market Participants”

April 28, 2020 - Editor

Originally published 20 March 2020, updated 20 April 2020 The EU Short Selling Regulation (Regulation (EU) no. 236/2012) (the SSR) has, since 1 November 2012,

Featured image for “Covid 19 UMR Delay – National Regulators Status”

April 17, 2020 - Editor

Since the BIS recommendation for an additional 1 year delay to UMR, where do national regulators stand?

Featured image for “ESMA Needs Your Help to Solve the Pension Fund Clearing and Variation Margin Problem?”

April 6, 2020 - Editor

ESMA launches a public consultation to crack the uncrackable problem of how pensions funds participate in clearing whilst CCPs only accept cash for variation margin

Featured image for “A regulatory bottleneck?”

March 31, 2020 - Editor

A new regulatory timetable is starting to emerge due to Coronavirus (COVID-19). The recent announcements of a delayed commencement to SFTR (Securities Financing Transactions Regulation)