Regulation



Featured image for “SteelEye Becomes ISV Provider For LME”

March 27, 2020 - Editor

SteelEye, the compliance technology and data analytics firm, has become an approved LME ISV, passing all conformance tests to offer connectivity directly between LMEselect and

Featured image for “Should Phase 5 of UMR Be Delayed? What do 21 Trade Associations Think?”

March 26, 2020 - Editor

Should Phase 5 of UMR be Delayed? The September 2020 deadline isn't far away. Is the impact of the virus a material change to the

Featured image for “SFTR and Tick-Size Regime Delayed By Three Months, Call Taping Temporarily Relaxed”

March 23, 2020 - Editor

Recognising the upheaval caused by COVID-19 on financial markets, ESMA has made a number of announcements –   SFTR – It has postponed, by three

Featured image for “FIA and DRS Covid-19 Pages”

March 20, 2020 - Editor

Visit the FIA page for a packed collection of statements from exchanges and regulators

Featured image for “ICMA and ISLA Request Six Month Delay to SFTR”

March 18, 2020 - Editor

Due to the COVID-19 pandemic, ICMA and ISLA have requested a delay to SFTR. The current go-live date is 11th April, but the firms have asked

Featured image for “Is your firm or fund an NFC-? EMIR Reporting Starts in June 2020”

March 16, 2020 - Editor

EMIR Refit defined a new category of firm the NFC- who are obliged to start trade reporting in June 2020

Featured image for “REGIS-TR and GLMX Partner For SFTR”

March 12, 2020 - Editor

The European trade repository REGIS-TR is partnering with GLMX to provide a hosted reporting service for Securities Finance Transaction Regulation (SFTR). Clients will be able

Featured image for “Kaizen Hires Patrick Ludden”

March 10, 2020 - Editor

Patrick Ludden joined Kaizen Reporting on March 2nd, as Regulatory Reporting SME and Client Engagement Manager. He has over 25 years of experience in finance,

Featured image for “Rival Launches CAT Reporting”

March 6, 2020 - Editor

Reval Systems has launched a cloud-based consolidated audit trail (CAT) service for firms trading equities and equity options. As a registered CAT Reporting Agent, Rival offers

Featured image for “MiFID II Under Review”

March 4, 2020 - Editor

Launched in January 2018, MiFID II /MiFIR is now under review by The European Commission. In its initial stage it is gathering feedback on recommended changes