In a nod to delays in registration of Swaps Data Repositories (SDRs), the SEC has granted a temporary exemption from the core SDR Rules 13n-1

The recent publication by the Volcker Alliance of a series of papers on reforming the financial regulatory structure makes interesting reading. You may or may

In my last article I reviewed the SEC’s final and proposed rules on transaction reporting by market participants. In this article I will look at

If you have read my previous articles on Tabb Forum, you will know that I believe the all-important swaps reporting requirement has been badly mishandled

For the second year in a row, President Obama is requesting a massive increase in funding for the CFTC. In his 2016 budget blueprint, the

US Regulation CFTC “On Its Knees” The CFTC’s perennial underfunding problem just got worse. In a largely symbolic move, yesterday the White House proposed a

The CFTC Big Banks Look to Reverse New CFTC Rules According to the New York Post, several of the US’s largest banks plan to sue

The CFTC  Gensler Gives Wall Street Two Months to Meet Overseas Policy The top U.S. derivatives regulator gave Wall Street two months to abide by

The CFTC  Gensler Gives Wall Street Two Months to Meet Overseas Policy The top U.S. derivatives regulator gave Wall Street two months to abide by

  Though it seemed for a while that the US/EU’s ‘path forward’ agreement on substituted compliance might have simplified OTC compliance for the markets, when