SEC
March 27, 2013 - Editor
DF Timeline Request
Does any reader have a timeline similar to the one on EMIR (on the front page here) which can be published on the site? Or
SEC >>
March 26, 2013 - Editor
ISDA publishes March 2013 Dodd-Frank Protocol 2.0
The International Swaps and Derivatives Association (ISDA) has published the ISDA March 2013 Dodd-Frank Protocol (DF Protocol 2.0), which is intended to facilitate industry compliance
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March 25, 2013 - Editor
Too much information… | Derivatives Ninja
Too much information… |. Noah expounds on the state of the market, for anyone who hasn't visited his blog before, click on over for a
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March 18, 2013 - Editor
Buy-side hit with surprise initial margin levels on CDS right before mandatory clearing starts | Securities Finance Monitor
Good write up of the SEC move on margining single name CDS with their corresponding indices. Buy-side hit with surprise initial margin levels on CDS
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January 29, 2013 - Editor
Implications of New U.S. Derivatives Regulations on End-Users of Swaps — The Harvard Law School
For those deep into applying Dodd Frank this posting isn't really news, but as a succinct description of the main points of the DFA for
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November 16, 2012 - Editor
Jon Corzine Caused MF Global’s Bankruptcy and Put Customer Funds at Risk.
The House of Representatives Financial Services Committee investigation into the collapse of MF Global has published it's report, the publication is here at their website,
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October 22, 2012 - Editor
SEC Margin, Segregation and Capital Rules, for Security Based Swap Dealers and others
The SEC published their consultation paper on the “Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements
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April 25, 2012 - Editor
Registration rules for Swap Dealers and Major Swap Participants
The SEC & CFTC finally defined what an SD or MSP is: http://www.sec.gov/news/press/2012/2012-67.htm http://cftc.gov/PressRoom/Events/opaevent_cftcdoddfrank041812 http://cftc.gov/ucm/groups/public/@newsroom/documents/file/msp_ecp_factsheet_final.pdf I went through the rules and my summary is this:
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April 18, 2012 - Editor
New regulatory rule packaging service launched
I’ve been working with consultants at JDX, plus my colleague David Ebenezer, researching the new regulatory rules on the CFTC & SEC websites (in relation to
SEC >>
April 1, 2012 - Editor
Obama press release: CFTC and SEC to be merged into the SRMA
Just found this at the White House site: The White House Office of the Press Secretary For Immediate Release